GML Capital LLP has a number of funds with over 200 investor accounts which were converted over to Quintillion. Ascertaining and monitoring the Anti-Money Laundering (“AML”) status of each of these investors was a key requirement of GML.

Quintillion was able to utilise Mantra’s electronic rule driven system ensuring that when each unique investor was set up, a systematically generated set of AML requirements is created based on the category type of the investor, allowing the relevant AML document to be linked to each specific requirement directly from CMS our imagining and workflow system.

Mantra contains status reports for AML compliance and outstanding requirements allowing the Manager full transparency. Mantra is also fully integrated with World-Check’s Datafile Technology, ensuring Blacklist monitoring and reporting for identifying potential risks is carried out routinely.

“With the delegation of the AML duties to our Administrator, Quintillion, monitoring the performance of the AML functions carried out by our administrator was always a significant requirement to GML. Receiving AML reports from our previous administrator was always a troublesome and lengthy process however the status AML reports provided by Quintillion contained not only which investors were non compliant but also detailed the relevant AML documents outstanding making this a seamless process“
Janis Brady, Investment Adviser / Head of Investor Relations, GML Capital LLP